RegulatoryCompliance

Automated

ComplAI alerts you to every regulatory change, summarises the organisational impact, and generates redlined documents ready for review — so you can focus on implementation. Built-in risk and governance tools keep your existing obligations continuously monitored, scored, and audit-ready.

From regulatory change to compliance update, in three intelligent steps.

01

Track & Alert

ComplAI continuously monitors regulatory updates across financial services, healthcare, and energy. Say goodbye to manual scanning and missed updates.

When a rule changes, you get instant, actionable alerts—complete with clear context, impact assessments, and direct links—delivered straight to your preferred channels.

Active Alerts
3 High1 Medium1 Low
HighAPRAPrudential

CPS 230 Operational Risk — Amendment 4

2 min agoWealth Management
MediumASICConsumer Protection

RG 271 IDR Update — Enhanced Requirements

8 min agoFinancial Services
HighAHPRAGovernance

Registration Standards Review — Health Practitioners

15 min agoHealthcare
LowTGARegulatory

Therapeutic Goods Order 110 — Compliance Update

22 min agoPharmaceutical
02

Impact Analysis

Don't just track changes—understand them. ComplAI's AI engine assesses the scope, risk, and operational impact of every new regulation.

It actively reads your existing policies and maps them against new obligations, automatically flagging compliance gaps and suggesting the exact remediation steps you need to take.

Clause Matching
AI Analysis

CPS 230 s.32

Operational risk management framework...

AI

Risk Policy v4.2

Section 3.1

Update Required

AML/CTF s.47

Customer identification procedures...

AI

AML Procedures

Section 5.4

Gap Found

CPS 234 s.18

Information security controls...

AI

IT Security Policy

Section 2.7

Aligned
3 documents impacted12 clauses to review
Generate Redlines →
03

Document Auto-update

When regulatory changes require action, ComplAI generates intelligent, automated redlines directly aligned with your new obligations.

With suggested wording, clear rationale, and structured change tracking, your team can review, collaborate, and approve updates with ease.

FSG.pdf
AI Edit
BIU

Section 3.4 — Operational Risk

must maintain adequate risk frameworks as outlined in existing guidelines in accordance with CPS 230 Amendment 4 requirements

AI Assistant

Updated per CPS 230 s.32 — operational resilience requirements

Section 5.1 — AML Procedures

Customer due diligence shall follow internal procedures manual v3 the enhanced CDD protocols under AML/CTF Tranche 2

AI Assistant

Aligned with AUSTRAC consultation paper recommendations

3 changes2 comments
Compliance: 100%

Risk & Governance

Comprehensive risk and governance, from scan to remediation.

Four integrated capability areas work in concert to give your compliance team a continuously accurate picture of your regulatory position — and a clear path to close every gap.

🔍
01

Regulation Scanning — New & Existing

ComplAI monitors regulators across all industries in real time. Critically, it simultaneously scans your existing obligation register against the current regulatory landscape — identifying every obligation that is out of date, superseded, or partially amended. Your obligation library is never assumed to be correct. It is continuously verified.

📊
02

Gap Analysis & Change Advice

For every gap identified — whether from a new regulation or a stale existing obligation — ComplAI generates a structured, plain-language recommendation. It explains what needs to change, which regulatory provision requires it, which business unit or control owner is responsible, and what the consequence of non-remediation is. Insight is actionable, not abstract.

⚖️
03

Risk Assessment & Scoring

Every obligation is automatically scored for inherent risk — drawing on penalty severity, regulator enforcement history, and industry precedent. A live regulatory risk heatmap gives compliance officers, risk managers, and executives a clear view of exposure across business units and product lines. ComplAI’s predictive intelligence engine also forecasts emerging risk areas before they become formal obligations.

🏛
04

Governance & Reporting

Board-ready compliance scorecards, obligation mapping across your governance framework, and regulator-ready evidence packs are generated automatically. Continuous re-attestation workflows ensure control owners confirm ongoing effectiveness — with escalation where overdue. Every scan result, gap, recommendation, and remediation action is logged in an immutable audit trail ready for regulatory examination.

FAQ

Frequently asked questions

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